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Ref.10369 - Compliance Officer in Munich
To: Maria Lopez
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Compliance Officer in Munich

Germany Region

Ref. 10369
Permanent position
Client's sector: Private Equity


Skills: Lawyer, German, English
Required languages: English, German
Industry: Legal

On behalf of our client, a private equity firm, Swisslinx is seeking a Compliance Officer professional to be based in Munich.

This person will be in charge of providing regulatory advice, performing hands-on compliance tasks, dealing with policy matters and working on new business implementation projects.

Your mission:

-Ensure German compliance program is compatible with the firm’s global compliance program, goals and culture

-Support and manage a wide variety of domestic and international regulatory projects

-Responsible for covering the onboarding and monitoring of the fund distributors

-Identify and interpret German and EU regulation and BaFin rules

-Conduct AML oversight, draft new policies and ad hoc advisory memos

-Advice senior staff on the firm’s obligations and how to meet those obligations

Your background:

-A lawyer with financial background or compliance professional with a strong analytical mindset

-3-6 years’ experience in compliance experience in regards to the marketing of financial instruments in the European Union

-Excellent German and English language skills If you would like to join a global and dynamic environment, please send your application!

Contact person: Maria Lopez

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